Job Description:

About the Role

The Equity Settlement Associate plays a critical role in ensuring timely and accurate settlement of global securities transactions. This position supports operational processes related to trade settlement, cash management, and specialized functions such as asset servicing and wire payment operations. The role requires strong attention to detail, compliance awareness, and the ability to resolve complex issues efficiently.

Technical & System Knowledge

• BONY systems and Treasury Edge

• NSCC, CDS, DTC/OCC/Arrow

• Tools: GEMS, IMatch, Global Framework

• Familiarity with BNY BDC for FED eligible securities.

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Industry Knowledge

• Domestic and international capital markets operations.

• Regulatory reporting and compliance standards.

• Margin calculations under Federal Reserve Regulation T.

• Handling restricted shares (Rule 144) and DTC Global Lock securities.

• Treasury management and collateral sourcing for margin.

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Qualifications:

• 2-4 years of experience in securities settlement or capital markets operations.

• Proficiency in relevant systems and tools.

• Previous FI experience

• Strong understanding of regulatory requirements and risk management principles.

• Broadridge platforms: BPS, GFW, PostEdge

• Clearing and settlement portals: DTCC

Nice To Haves:

• A lot of industry knowledge

Robertson & Company Ltd.

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