Trade Surveillance Analyst

Largeton Group • Full-time • Orlando, FL, US • $25 / year • 1w ago

Title: Trade Surveillance Analyst

Location: Orlando FL - Hybrid 3 days

Act as a point of contact for our client’s trade surveillance and monitoring programs
Help drive innovation and continuous improvement within our client’s global compliance monitoring program through management of strategic projects, as well as the development and implementation of global frameworks and best practices
Develop key performance metrics and proactively identify opportunities to optimize the controls and data that support trade surveillance
Undertake quality assurance on analyst reviews, ensuring work is of the highest quality and driving surveillance training priorities
Act as a regional contact point and subject matter expert for surveillance product owners and technology teams
Ensure trade surveillance data is accurate, complete and timely for the effective operation of trade surveillance systems
Perform recurring and ad-hoc metrics reporting and analysis using Word, Excel, PowerPoint and other tools
Perform issue and risk management analysis

What You’ll Bring With You

5+ years of professional experience in a trade surveillance or front office facing role
Experience leading or managing teams required
Strong written and verbal communication skills
Fixed Income experience with detailed market and global product related knowledge highly preferred
Experience in monitoring the effectiveness of trade surveillance systems and processes (e.g. NASDAQ SMARTS)
Experience with calibration of trade surveillance applications
Time management skills and ability to complete tasks within tight deadlines
Experience managing surveillance change process, such as ensuring business and functional requirements are met, according to the governance framework
Fluency with MS office tools, particularly Excel and PowerPoint
Bachelor’s Degree or international equivalent highly preferred

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